Executive Financial Services

We offer a full package of services for corporate executives and have extensive experience dealing with insiders, affiliate and control persons' unique needs. Our flexible service model will allow us to help you take full advantage of your compensation and maintain compliance.

RULE 144 / 10B5-1 TRADING PLANS

We have experience in restricted securities executing these types of plans. We'll help you select a brokerage and develop a full plan to diversify in a way that aligns the realities of the marketplace with your personal financial plan.

HEDGING AND MONETIZATION

For persons that can avail themselves of these powerful tools, we will develop strategies by accessing the full resources of Wall Street. We have extensive experience with various options and synthetic strategies. We can assess different firms proposals and compare them.

PRE-IPO PLANNING

For those preparing for a liquidity event, we can help you construct a plan that maximizes on valuation opportunities and is compliant with hard, and soft, realities.